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Wealth management · Adviser context

Client context.
With the sources attached.

Connect client records, holdings, household relationships and research documents for the applications your advisers use to prepare and follow up.

Discuss your adviser workflow Explore the quickstart

Prepare the conversation from its records.

Scope the client, retrieve the relevant holdings and documents, and keep each source reference with the briefing your application assembles.

Client scope → source records → adviser briefingIllustrative preparation flow
Prepare a briefingClient CU-07Source references stay attached
01 / Client scope CU-07
Household reference
HH-04
Account reference
AC-12

The application selects the client and the records it is allowed to retrieve.

02 / Retrieve the working context

Mandate

M-09 · version 3

Recorded client instructions and their source document.

Linked client: CU-07

Holdings

Import H-14

Stored account and instrument rows, with the supplied as-of date.

Linked account: AC-12

Research

R-04 · version 2

Retrieved passages with document and instrument references.

Source passage: R-04 / 3
03 / Application assemblesBrief BR-05

Client context, source versions and questions for the adviser.

What should the adviser inspect?

Mandate sourceCheck the instruction document and the version referenced.

Holdings contextCheck the imported dataset and its supplied as-of date.

Research evidenceRead the source passage before using it in the conversation.

Illustrative records and workflow. The application assembles the briefing; source retrieval does not establish suitability or produce an investment recommendation.

Keep the working context close.

01 / Servicing

Pick up the client's history.

Bring recorded preferences, correspondence and mandate versions into the servicing application. Link follow-up notes to the client and conversation.

Query client records
02 / Research

Find the relevant source passage.

Search research text by term or meaning. Return the document and revision so the adviser can inspect where a passage came from.

Explore document search
03 / Preparation

Assemble an inspectable briefing.

Resolve household, account and instrument references. Your application combines the retrieved context and leaves interpretation with the adviser.

Follow record relationships

Choose the query by the question

Facts, relationships
and source passages.

SQL
Which records belong in this briefing?

Filter client and account rows, join stored holdings and inspect their source timestamps.

SQL reference
Graph
How are the entities connected?

Traverse declared household, account, instrument and issuer relationships.

Graph schema
Full-text
Where does the document say that?

Find exact phrases or rank matching passages in text you have indexed.

Full-text reference
Vector
Which passages discuss this topic?

Retrieve text using supplied embeddings and return its original source ID.

Vector schema

A focused first build

Start with one client briefing.

Use sample client records, a holdings import and a versioned mandate to test the full retrieval path.

Review the design with us
  1. 01

    Retain identity and provenance.

    Store client, household and account IDs alongside source IDs, document versions and the supplied holdings date.

    Schema reference
  2. 02

    Keep retrieval sources aligned.

    Index text and embeddings through their separate endpoints. Have your ingestion pipeline track revisions and resolve results back to source records.

    Text indexing
  3. 03

    Review the client boundary.

    Apply your application's access rules across every query path. Test restricted users, outdated documents and missing references before introducing client data.

    Authentication reference

The database retrieves context. Your application and advisers own interpretation, recommendations and client decisions.